Goitsemodimo Herman Mhikoe

Provided comprehensive financial advice, ensuring strict adherence to FAIS and FSCA regulations while maintaining meticulous client compliance records.

• Delivered financial advice strictly aligned with FAIS and FSCA regulations, ensuring all client engagements met industry standards.
• Ensured 100% compliance of all advice and documentation with company policies and regulatory standards, mitigating risk.
• Prepared comprehensive client compliance documentation and maintained accurate records, supporting seamless regulatory oversight.
• Oversaw compliance for every client interaction, guaranteeing adherence to all financial advisory guidelines.

Assisted the Legal and Compliance Department in ensuring regulatory adherence, managing sensitive information, and supporting critical legal processes.

• Conceptualized and developed the Inter-SETA Transfers (IST) portal on the Services SETA website, enabling public access to crucial transfer information for the first time and significantly enhancing transparency in line with SETA policy frameworks.
• Managed sensitive whistleblower reports, ensuring strict confidentiality and full adherence to legislative requirements, thereby mitigating legal and reputational risks.
• Supported SETA leadership in mitigating financial overcommitment by drafting negotiation letters to training providers and assisting in adjusting learner programme tender budgets, ensuring alignment with public finance compliance standards.
• Maintained and enhanced the Internal Audit Tracker, assisting the Legal and Compliance Unit in proactively monitoring audit risks, tracking resolutions, and strengthening organizational accountability.
• Coordinated with the Compliance Department to verify documentation against regulatory standards, enhancing internal controls and ensuring audit readiness.
• Supported tender bid monitoring and evaluation processes, ensuring legal and procedural compliance for all procurement activities and upholding fair practices.

Managed critical client and vehicle data, maintaining organized filing systems, and ensuring efficient document processing for operational accuracy.

• Captured client and vehicle data accurately and efficiently, ensuring high data integrity for operational processes.
• Maintained an organized electronic and hard copy filing system, streamlining document retrieval and access for improved operational efficiency.
• Supported internal document processing, ensuring accurate records flow and contributing to overall administrative effectiveness.